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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-01-24
TX RA APPROVED 2025-01-24
  • ME RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED
    Since 2025-01-24

Branch Locations

506 Main Street Suite 14, Westbrook, ME 04092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Westbrook ME 07/2019 07/2021
2 Dine In South Portland ME 09/2017 04/2024
Mainehealth Portland ME 11/2017 07/2019
Autoeurope Portland ME 07/2016 11/2017
Lincoln Financial Securities Westbrook ME 07/2021 01/2025
Osaic Wealth, Inc. Westbrook ME 01/2025 Present
  • 07/2019 → 07/2021
    Lincoln Financial Securities
    Westbrook, ME
  • 09/2017 → 04/2024
    2 Dine In
    South Portland, ME
  • 11/2017 → 07/2019
    Mainehealth
    Portland, ME
  • 07/2016 → 11/2017
    Autoeurope
    Portland, ME
  • 07/2021 → 01/2025
    Lincoln Financial Securities
    Westbrook, ME
  • 01/2025 → Present
    Westbrook, ME
Previous Registrations
  • 2022-06-23 → 2025-01-24
    Osaic Fs, Inc.
    Westbrook, ME
Other Businesses

1. SUCCESSFUL FINANCIAL MANAGEMENT POSITION: Agent NATURE: Various Insurance Companies for Life, Disability and Long Term Care Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2023 ADDRESS: 506 MAIN ST, STE 14, WESTBROOK ME 04092-4387, United States DESCRIPTION: Determine client needs and recommend various insurance products as part of their overall financial needs 2. SARAH T CYR POSITION: Notary NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2020 ADDRESS: 506 Main Street, Suite 14, Westbrook ME 04092, United States DESCRIPTION: Non charged notary services for known clients. Not practicing planning on letting lapse when expiring in October 2027 3. VIRIDIAN FINANCIAL LLC POSITION: Owner NATURE: LLC Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2026 ADDRESS: 506 Main Street, Suite 14, Westbrook ME 04092, United States DESCRIPTION: Book keeping and accounting services for my personal business. This Business employs my office staff and I pay myself for services rendered in the form of a minimal annual salary.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-11
  • S66 Uniform Combined State Law Examination
    2022-06-11

View on SEC IAPD

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