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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-05-29 |
Branch Locations
60 St Francis St. Ste. P-8, Mobile, AL 36602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| C Square Wealth Strategies | Mobile | AL | 08/2010 | Present |
| Voya Financial Advisors | Mobile | AL | 09/2014 | 05/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2020 | Present |
1) JOSEPH L LOMAX, 60 St Francis St, Suite P-8, Mobile AL 36602, 01/01/2010, Agent, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO, 0 HR/MO TRADING. 2) LOMAX GROUP LLC, DBA MIDTOWN LAWN, 311 Ponce De Loen Dr W, Saraland AL 36571, United States, LAWN CARE BUSINESS, 04/04/2024, NIR, OWNER, 30/MO 0/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING 05/2020 4) JOSEPH L LOMAX, 60 St Francis St, Suite P-8, Mobile AL 36602, United States, 09/04/2024, REFERRAL AGENT, TAX AND ACCOUNTING, NIR, 1 HR/MO 1 HR/MO TRADING 5) WATERSHED WEALTH STRATEGIES, 60 St Francia St Ste. P-8, Mobile AL 36602, 09/04/2024, IAR, DBA Name, INV REL, 40 HR/MO, 30 HR/MO TRADING. 6) SPARTY FOUNDATON, 4010 Lil Spartan Drive, Saraland, AL 36571, 05/27/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-23 |
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