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Christopher Schwartz

J.P. Morgan Securities LLC

Bronx, NY

Bronx, NY

Bronx, NY

Bronx, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2020-09-02
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2020-09-02

Branch Locations

2130 Bartow Ave, Bronx, NY 10475 • United States

207 City Island Avenue, Bronx, NY 10464 • United States

5581 Broadway, Bronx, NY 10463 • United States

695 E Tremont Ave, Bronx, NY 10457 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Riverdale NY 10/2015 06/2020
Hsbc Securities (Usa) Inc. Bronx NY 10/2015 06/2020
Jpmorgan Chase Bank, N.A. New York NY 08/2020 Present
J.P. Morgan Securities Llc New York NY 08/2020 Present
Unemployed Fleetwood NY 07/2020 07/2020
  • 10/2015 → 06/2020
    Hsbc Bank
    Riverdale, NY
  • 10/2015 → 06/2020
    Hsbc Securities (Usa) Inc.
    Bronx, NY
  • 08/2020 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 08/2020 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 07/2020 → 07/2020
    Unemployed
    Fleetwood, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-03
S63 Uniform Securities Agent State Law Examination 2009-09-18
  • S66 Uniform Combined State Law Examination
    2016-11-03
  • S63 Uniform Securities Agent State Law Examination
    2009-09-18

View on SEC IAPD

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RICHARD STEPHEN ESPOSITO

Other Offices

J.P. MORGAN SECURITIES LLC · BRONX, NY
CITIGROUP GLOBAL MARKETS INC. · BRONX, NY
J.P. MORGAN SECURITIES LLC · BRONX, NY
TD PRIVATE CLIENT WEALTH LLC · Bronx, NY
LIGHTHOUSE WEALTH MANAGEMENT, LLC · BRONX, NY
CITIZENS SECURITIES, INC. · BRONX, NY
J.P. MORGAN SECURITIES LLC · BRONX, NY
LPL FINANCIAL LLC · BRONX, NY

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