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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-20
AZ RA APPROVED 2016-12-13
  • TX RA
    APPROVED_RES
    Since 2020-03-20
  • AZ RA
    APPROVED
    Since 2016-12-13

Branch Locations

5940 W Union Hills Dr, Glendale, AZ 85308 • United States

13501 Camino Del Sol, Sun City West, AZ 85375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Glendale AZ 08/2009 Present
J.P. Morgan Securities Llc Glendale AZ 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-30
S63 Uniform Securities Agent State Law Examination 2009-09-03
  • S66 Uniform Combined State Law Examination
    2016-11-30
  • S63 Uniform Securities Agent State Law Examination
    2009-09-03
Other Names
  • Rob W Anderson
  • Robert W Anderson

View on SEC IAPD

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