Taea Takagi-Jones

Employer firm

Nwf Advisory Services Inc CRD 110410

$6.43B regulatory AUM 109 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Takagi & Takagi
  Honolulu, HI
• 10/2012 → Present
  Osaic Wealth, Inc.
  Honolulu, HI

Other Businesses

1) INSURANCE AGENT; BROKER THROUGH JOHN H. CONNORS INSURANCE AGENCY; ADDRESS AT 500 ALA MOANA BLVD. 2-301, HONOLULU, HI 96813; STARTED JULY 2010; 100 HOURS/MONTH; 50 HOURS/MONTH DURING TRADING HOURS; SELL PROPERTY & CASUALTY AS WELL AS LIFE INSURANCE. 2) NWF ADVISORY SERVICES, INC POSITION: Financial Advisor NATURE: Our advisory services are provided through NWF Advisory Services, Inc. in Los Angeles. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 03/01/2017 ADDRESS: 500 Ala Moana Bvld. 2-301, Honolulu HI 96813, United States DESCRIPTION: Meet with clients to determine which portfolios to invest clients in based on their individual risk tolerance, investment horizon, and specific goals. Process paperwork to open and service advisory accounts. Manage portfolios to determine proper investment allocation to match portfolio goal. Perform trades and rebalancing as necessary. 3) TAKAGI & TAKAGI POSITION: Statutory Agent NATURE: Sole Proprietorship. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2010 ADDRESS: 500 Ala Moana Blvd. 2-301 Honolulu, HI 96813, Honolulu HI 96813, United States DESCRIPTION: Sell Property & Casualty as well as life insurance. 4) TAEA TAKAGI-JONES POSITION: Landlord NATURE: Rent attached studio apartment. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2017 ADDRESS: 144 Forest Ridge Way, Honolulu HI 96822, United States DESCRIPTION: Rent out the studio attached to our house to a tenant and receive $1,150/ month. 5) JOHN H CONNORS INSURANCE POSITION: Insurance Agent NATURE: Property & casualty insurance agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 10/09/2009 ADDRESS: 500 Ala Moana Blvd., Suite 2-303, Honolulu HI 96813, United States DESCRIPTION: Sell property and casualty insurance. 6) MONTESSORI COMMUNITY SCHOOL POSITION: Trustee on the Board NATURE: Non-profit school. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2023 ADDRESS: 1239 Nehoa Street, Honolulu HI 96822, United States DESCRIPTION: Support the work of the School and provide mission-based leadership and strategic governance.

Exams

• S66 Uniform Combined State Law Examination
  2013-03-11

Other Names

• Taea Magdalena Takagi