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David Luciano

Rbc Capital Markets, LLC

Boca Raton, FL

Florham Park, NJ

Boca Raton, FL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-11
TX RA APPROVED 2018-10-24
FL RA APPROVED 2018-10-16
  • NJ RA
    APPROVED
    Since 2024-09-11
  • TX RA
    APPROVED
    Since 2018-10-24
  • FL RA
    APPROVED
    Since 2018-10-16

Branch Locations

5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boca Raton FL 07/2009 01/2018
Wells Fargo Clearing Services, Llc Boca Raton FL 01/2018 10/2018
Rbc Capital Markets, Llc. Boca Raton FL 10/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-04
  • S66 Uniform Combined State Law Examination
    2010-03-04
Other Names
  • David Joseph Luciano

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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