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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
| UT | RA | APPROVED | 2025-03-31 |
Branch Locations
49 North 400 West, Salt Lake City, UT 84101-1368 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 09/2010 | 03/2017 |
| Bank Of America, N.A. | Chandler | AZ | 07/2011 | 03/2017 |
| Jp Morgan Securities, Llc | Orem | UT | 03/2017 | 06/2018 |
| Legacy Hd, Llc | Gilbert | AZ | 03/2016 | 03/2024 |
| Bruce Hd Holdings, Llc | Gilbert | AZ | 08/2014 | 03/2024 |
| Bruce Hd, Llc | Gilbert | AZ | 08/2009 | 03/2024 |
| E*Trade Securities Llc | Sandy | UT | 06/2018 | 03/2024 |
| E*Trade Capital Management Llc | Sandy | UT | 06/2018 | 03/2024 |
| Morgan Stanley | Sandy | UT | 01/2023 | 03/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2023 | 03/2024 |
| Morgan Stanley | Sandy | UT | 09/2023 | 03/2024 |
| Fidelity Investments | Salt Lake City | UT | 03/2024 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-106924|OrgNmn:Bruce HD LLC|Org Addr:Gilbert,Arizona,US|OBA Nature:Holds Rental Properties-Inacti|Invst Rel:Y|Title:member|Duties:Basic operations (rent collection) and banking|StrtDt:05-20-10|TotHrs/mon:1|TrdHrs/mon:0|OBA-106921|OrgNmn:Legacy HD, LLC|Org Addr:Mesa,Arizona,US|OBA Nature:Holds Rental Properties |Invst Rel:Y|Title:Partner|Duties:Basic banking and operations support|StrtDt:09-25-15|TotHrs/mon:1|TrdHrs/mon:0|OBA-106877|OrgNmn:Bruce HD Holdings LLC|Org Addr:Gilbert,Arizona,US|OBA Nature:Holds rental property. The bu|Invst Rel:Y|Title:Partner|Duties:Banking transactions |StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-24 |
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