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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-19
FL RA APPROVED 2013-07-19
  • TX RA
    APPROVED_RES
    Since 2018-07-19
  • FL RA
    APPROVED
    Since 2013-07-19

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Aventura FL 07/2013 Present
  • 07/2013 → Present
    Morgan Stanley Smith Barney Llc
    Aventura, FL
Previous Registrations
  • 2009-04-14 → 2013-07-22
    Coral Gables, FL
  • 2008-01-16 → 2009-07-20
    Wallstreete Investment Advisors
    Coral Gables, FL
    Coral Gables, FL
Other Businesses

*383986 - Barry University; Investment related - No; Higher Education; Director on the University Alumni Board (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020. *581812 - Legacy Talent Group; Investment Related - No; Jacksonville, Florida; Talent Management Agency; Client of the Agency (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2024; During Business Hours: 0; After Business Hours: 5; Other *666410- King Life Ventures LLC; Investment related: Yes; Pembroke Pines, Florida; Retail/Online Stores, Publishing, Real Estate, Rental Property; Family Owned Corp with my wife and 3 minor children (proprietor, partner, officer, director, employee, trustee, agent); 11/2025; During business hours: 0; After business hours: 10; Business Development/Growth, Sales/Marketing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-17
  • S66 Uniform Combined State Law Examination
    2007-09-17
Other Names
  • Avon King

View on SEC IAPD

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