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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-05-01 |
| TX | RA | APPROVED | 2023-04-28 |
| NY | RA | APPROVED | 2022-10-25 |
Branch Locations
340 Avenue Of The Americas, New York, NY 10011 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Golf Professional | Bowling Green | FL | 12/2017 | 10/2018 |
| Unemployed | Garden City | NY | 05/2016 | 09/2017 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 04/2019 | Present |
| Unemployed | Garden City | NY | 11/2018 | 03/2019 |
| J.P. Morgan Securities Llc | New York | NY | 04/2019 | Present |
| Unemployed | Lakeland | FL | 10/2017 | 11/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-19 |
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