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James F Welsh

J.P. Morgan Securities LLC

New York, NY

CRD 5698593

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-01
TX RA APPROVED 2023-04-28
NY RA APPROVED 2022-10-25
  • NJ RA
    APPROVED
    Since 2023-05-01
  • TX RA
    APPROVED
    Since 2023-04-28
  • NY RA
    APPROVED
    Since 2022-10-25

Branch Locations

340 Avenue Of The Americas, New York, NY 10011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Golf Professional Bowling Green FL 12/2017 10/2018
Unemployed Garden City NY 05/2016 09/2017
Jpmorgan Chase Bank, N.A. New York NY 04/2019 Present
Unemployed Garden City NY 11/2018 03/2019
J.P. Morgan Securities Llc New York NY 04/2019 Present
Unemployed Lakeland FL 10/2017 11/2017
  • 12/2017 → 10/2018
    Golf Professional
    Bowling Green, FL
  • 05/2016 → 09/2017
    Unemployed
    Garden City, NY
  • 04/2019 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 11/2018 → 03/2019
    Unemployed
    Garden City, NY
  • 04/2019 → Present
    New York, NY
  • 10/2017 → 11/2017
    Unemployed
    Lakeland, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-09
S63 Uniform Securities Agent State Law Examination 2019-06-19
  • S66 Uniform Combined State Law Examination
    2022-05-09
  • S63 Uniform Securities Agent State Law Examination
    2019-06-19
Other Names
  • James Welsh
  • James F Welsh
  • James Francis Welsh

View on SEC IAPD

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