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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-01-16 |
Branch Locations
2000 S Colorado Blvd, Tower Ii Suite 800, Denver, CO 80222 • United States
Lakewood, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2009 | 10/2019 |
| Northwestern Mutual Investment Services Llc | Denver | CO | 07/2009 | 10/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 10/2019 |
| Mass Mutual Life Insurance Company | Denver | CO | 10/2019 | Present |
| Mml Investors Services, Llc | Denver | CO | 10/2019 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH MASS MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. (2) NAME: JOHN VAN DE BOGART INV REL: Y ADD: RESIDENTIAL NATURE: RENTING CONDO POSITION: OWNER START DATE: 9/22/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING:0 DUTIES: MANAGE CONDO, RESPONDS TO TENANT REQUESTS, COLLECT RENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-10 |
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