John Michael Van De Bogart

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 10/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2009 → 10/2019
  Northwestern Mutual Investment Services Llc
  Denver, CO
• 03/2017 → 10/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 10/2019 → Present
  Mass Mutual Life Insurance Company
  Denver, CO
• 10/2019 → Present
  Mml Investors Services, Llc
  Denver, CO

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH MASS MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. (2) NAME: JOHN VAN DE BOGART INV REL: Y ADD: RESIDENTIAL NATURE: RENTING CONDO POSITION: OWNER START DATE: 9/22/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING:0 DUTIES: MANAGE CONDO, RESPONDS TO TENANT REQUESTS, COLLECT RENT

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-12-02
• S63 Uniform Securities Agent State Law Examination
  2010-05-10