William Thomas Toner

Osaic Wealth, Inc.

Newport Beach, CA

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Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-09-01

CA RA
APPROVED

Since 2023-09-01

Branch Locations

Montecito, CA • United States

3723 Birch St.-Ste 9-A, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Plains Coastal, Llc	Montecito	CA	02/2016	Present
Sagepoint Financial, Inc.	Newport Beach	CA	04/2021	09/2023
Osaic Wealth, Inc.	Newport Beach	CA	09/2023	Present

02/2016 → Present

Plains Coastal, Llc

Montecito, CA
04/2021 → 09/2023

Sagepoint Financial, Inc.

Newport Beach, CA
09/2023 → Present

Osaic Wealth, Inc.

Newport Beach, CA

Previous Registrations

2022-06-07 → 2023-09-01

Osaic Services, Inc.

Newport Beach, CA
2019-01-22 → 2021-08-25

Plains Coastal, Llc

Montecito, CA
2017-01-04 → 2018-12-31

Plains Coastal, Llc

Montecito, CA
2014-12-02 → 2016-02-12

Raymond James & Associates, Inc.

Santa Barbara, CA
2014-09-11 → 2014-12-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oxnard, CA
2012-10-01 → 2013-10-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-03

S66 Uniform Combined State Law Examination

2024-07-03

Other Names

Bill Toner

View on SEC IAPD

Other Firms

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MANCHESTER CAPITAL MANAGEMENT LLC

WATCHFIRE VENTURES, LLC

SOHO FINANCIAL SERVICES LLC

LPL FINANCIAL LLC

RBC SECURITIES, INC

LAGUNA CAPITAL MANAGEMENT, INC.

Other Investors

Alexander James Puziol

CORY JAMES BOGGS

PHILIP TODD KIRSHMAN

FRANK THOMAS TROISE

JEFFRY LAWRENCE PITTMAN

Other Offices

J.P. MORGAN SECURITIES LLC · MONTECITO, CA

MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA

MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA

MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA

WATCHFIRE VENTURES, LLC · MONTECITO, CA

SOHO FINANCIAL SERVICES LLC · MONTECITO, CA

LPL FINANCIAL LLC · MONTECITO, CA

RBC SECURITIES, INC · Montecito, CA

More in Montecito, CA

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