Warren Frank Mason

Current Employers

Employment History

• 08/2021 → 08/2023
  Goldman Sachs & Co
  New York, NY
• 11/2014 → 07/2021
  Us Department Of Health And Human Services
  Washington Dc, DC
• 09/2023 → 09/2023
  Unemployed
  Alpine, NJ
• 10/2023 → Present
  Jpmorgan Chase Bank, Na
  New York, NY
• 10/2023 → Present
  Jpmorgan Securities Llc
  New York, NY
• 09/2025 → Present
  Ieq Capital
  Foster City, CA

Previous Registrations

• 2024-02-08 → 2025-08-31
  J.P. Morgan Securities Llc
  New York, NY

Other Businesses

a.the name of the other business: Grace & Company b.whether the business is investment-related: No c.the address of the other business: 442 5th Ave NY NY 10018 d.the nature of the other business: Consumer/ecommerce e.your position, title, or relationship with the other business: My wife founded the company, I am a silent cofounder f.the start date of your relationship: 2019 g.the approximate number of hours/month you devote to the other business: minimal h.the number of hours you devote to the other business during securities trading hours: none and briefly describe your duties relating to the other business: My wife founded and Operates alongside operating team. I do not play an active role.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-08
• S63 Uniform Securities Agent State Law Examination
  2022-02-07

Other Names

• Frank Frank Mason
• Warren Frank Mason
• Warren Mason