Bryan William Pettit

Employer firm

Capstone Investment Group CRD 159918

$176M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 07/2018
  Cuso Financial Services, Lp
  San Diego, CA
• 08/2018 → 03/2023
  Private Client Servces
  Olympia, WA
• 02/2023 → 04/2025
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2018 → Present
  Capstone Investment Group, Llc
  Olympia, WA
• 04/2025 → Present
  M.S. Howells & Co.
  Scottdale, AZ

Previous Registrations

• 2013-06-18 → 2018-08-14
  Cuso Financial Services, L.P.
  San Diego, CA
  Shelton, WA
  Port Townsend, WA
  Port Orchard, WA
  Belfair, WA
  Poulsbo, WA

Other Businesses

1) CAPSTONE Investment Group, LLC. Investment-Related-Yes; Olympia, WA; Nature- Portfolio management, Financial planning, and Client care; Position/Title- Financial Advisor/Portfolio Manager; Start date- 8.1.2018; approximately 160 hours per month, 120 during trading hours; Description- manage stock portfolios, service a book of business review financial planning 2) 4) SMYSC; Investment related- No; Shelton, WA; Nature- Soccer coach; Position/Title- Coach; Start date- 6.1.2015; approximately 30 hours per month, 0 during trading hours; Description- Off-season, summer and winter prep practices, oversees other coaches and lead coach 5) New Hope Assembly of God; Investment-related- No; Shelton, WA; Nature- Leading at church with praise, discipleship, and youth ministry; Position/Title- Youth Pastor; Start date- 6.1.2012; Approximately 20 hours per month, 0 during trading hours; Description- Lead praise, preach to youth, assist Senior Pastor oversees discipleship ministries

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-06-12
• S63 Uniform Securities Agent State Law Examination
  2009-09-30

Other Names

• Bryan Pettit