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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-06 |
Branch Locations
Cwm Retail, Sales 660 Fifth Ave, New York, NY 10103 • United States
Cwm Retail, Sales 388 Greenwich Street - 1 & 24Th Fl, New York, NY 10013 • United States
Cwm Retail, Sales 528-530 Laguardia Place, New York, NY 10012 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Staten Island | NY | 05/2011 | 06/2021 |
| Jp Morgan Securities Llc | Staten Island | NY | 01/2013 | 06/2021 |
| Jpmorgan Chase Bank N.A. | Staten Island | NY | 09/2021 | 07/2022 |
| Jp Morgan Securities Llc | Staten Island | NY | 09/2021 | 07/2022 |
| Unemployment | Staten Island | NY | 07/2021 | 08/2021 |
| Citigroup | New York | NY | 09/2022 | Present |
CENO Real Estate LLC; Investment-related; Nature: Buy and rent single family house; Staten Island NY; Started: February 15, 2025; Title: Owner; Duties: Buy a home and rent it; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours.///
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-15 |
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