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Ryan James Esping

Mma Securities LLC

San Diego, CA

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-16
  • CA RA
    APPROVED
    Since 2019-07-16

Branch Locations

9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Portland OR 01/2016 07/2019
Morgan Stanley Private Bank, N.A. New York NY 02/2016 07/2019
Mma Agency San Diego CA 07/2019 Present
Mma Securities San Diego CA 07/2019 Present
  • 01/2016 → 07/2019
    Morgan Stanley Smith Barney Llc
    Portland, OR
  • 02/2016 → 07/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 07/2019 → Present
    Mma Agency
    San Diego, CA
  • 07/2019 → Present
    Mma Securities
    San Diego, CA
Previous Registrations
  • 2011-05-10 → 2019-07-10
    Portland, OR
  • 2010-09-13 → 2011-04-12
    Phillips & Company
    Portland, OR
Other Businesses

1.The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. Rental Property; Beaverton, OR; Rental; Investment related; Sole Proprietor / Owner / Partner; 04/2017; During business hours: 0; After business hours: 0 3. Rental Property; North Plains, OR; Rental; Investment related; Sole Proprietor / Owner / Partner; 07/2019; During business hours: 0; After business hours: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-05-19
S65 Uniform Investment Adviser Law Examination 2010-09-10
  • S63 Uniform Securities Agent State Law Examination
    2011-05-19
  • S65 Uniform Investment Adviser Law Examination
    2010-09-10
Designations

View on SEC IAPD

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