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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-10-25 |
Branch Locations
6600 Westown Parkway Suite 190, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Des Moine | IA | 07/2009 | 11/2016 |
| Principal Funds Distributor | Des Moines | IA | 11/2016 | 06/2023 |
| Arete Wealth Management | Chicago | IL | 10/2024 | Present |
| Unemployed | Cambridge | IA | 07/2023 | 09/2024 |
| Arete Wealth Advisors | Chicago | IL | 10/2024 | Present |
Insight Wealth Group, dba. Financial Analyst, 160 per month during trading hours. Start date: 10/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-01 |
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