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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-10-08 |
| TX | RA | APPROVED | 2024-02-29 |
| CA | RA | APPROVED | 2023-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | El Segundo | CA | 03/2023 | Present |
| City National Bank | El Segundo | CA | 08/2015 | 05/2023 |
| Bank Of America N.A. | El Segundo | CA | 08/2023 | Present |
I*: 2562307Entity Type: GovernmentalName of OBA: El Segundo Public LibraryAddress: El Segundo, CA 90245Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 7/1/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0 Duties: Library Board of Trustees The Library Board of Trustees advises the City Council and Library Director on matters of library policy, administration, operations and services. Members obtain public input, promote the library within the community and assist with special initiatives. Recent projects include the Nanibah Chacon Mural, Fine Free Children's Library Card, Book to Action series and National Library Week Breakfast. The Board was established by City Council Resolution #3665 on December 4, 1990, pursuant to Education Code Section 18910 et seq. The Board's five-members must be residents of El Segundo (for one year or more) and serve without compensation. Trustees serve three-year terms without term limits. I*4028274, Entity Type: Entity Charitable, Name of OBA: Sharefest, Address: San Pedro, California, 90731, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 04/01/2026, No Hours: 40 Monthly, No Hours during Trading: 0 Monthly, Duties: Assist with fundraising, oversight of the organization, monitor and strengthen the impact of the organization's programs and services. Member of the Board of Directors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-21 |
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