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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-16 |
| IA | RA | APPROVED | 2017-10-25 |
Branch Locations
5550 Wild Rose Lane Ste 100, West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2010 | 12/2016 |
| Northwestern Mutual Investment Services, Llc | Des Moines | IA | 11/2010 | 12/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2016 | 12/2016 |
| Mass Mutual Life Insurance Company | West Des Moines | IA | 12/2016 | Present |
| Mml Investors Services | West Des Moines | IA | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-11 |
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