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Kimberly Guha

Morgan Stanley

San Diego, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-01
TX RA APPROVED 2025-08-01
  • CA RA
    APPROVED
    Since 2025-08-01
  • TX RA
    APPROVED
    Since 2025-08-01

Branch Locations

4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 07/2015 08/2025
Morgan Stanley Smith Barney Llc San Diego CA 08/2025 Present
Morgan Stanley Private Bank, N.A New York NY 09/2025 Present
  • 07/2015 → 08/2025
    Ubs Financial Services Inc.
    San Diego, CA
  • 08/2025 → Present
    Morgan Stanley Smith Barney Llc
    San Diego, CA
  • 09/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-28
  • S66 Uniform Combined State Law Examination
    2015-08-28
Designations
Other Names
  • Kim Marie Taylor
  • Kimberly Marie Taylor

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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