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Donna Lumpkin Zoeller

Smith, Moore & Co.

Clayton, MO

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Current Employers
Smith, Moore & Co.

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-05-31
  • MO RA
    APPROVED
    Since 2017-05-31

Branch Locations

7777 Bonhomme Ave. Suite 2400, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Creve Coeur MO 02/2012 05/2017
Smith, Moore & Co. Clayton MO 05/2017 Present
  • 02/2012 → 05/2017
    Waddell & Reed, Inc
    Creve Coeur, MO
  • 05/2017 → Present
    Smith, Moore & Co.
    Clayton, MO
Previous Registrations
  • 2012-02-13 → 2017-05-31
    Waddell & Reed
    Edmond, OK
Other Businesses

05/2017 Insurance - Investment related, same office address, service and sales, agent, 1 hour per month during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-09
S63 Uniform Securities Agent State Law Examination 2006-03-16
  • S65 Uniform Investment Adviser Law Examination
    2012-06-09
  • S63 Uniform Securities Agent State Law Examination
    2006-03-16
Other Names
  • Donna Marie Lumpkin
  • Donna Zoeller

View on SEC IAPD

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Other Investors

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Tyler Allen Bubolz
Taylor Ann Willhalm
DAVID STUART WEISS
PATRICK CRAWLEY
CHET STEVEN EISENMAYER
Matthew Douglas Schulte

Other Offices

SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO
PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · ST. LOUIS, MO
SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
FOCUS PARTNERS WEALTH, LLC · CLAYTON, MO

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