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Matthew S Vorm

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Des Moines, IA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-21
IA RA APPROVED 2012-10-23
  • TX RA
    APPROVED_RES
    Since 2013-08-21
  • IA RA
    APPROVED
    Since 2012-10-23

Branch Locations

7545 Ashworth Rd, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pella IA 08/2012 Present
Bank Of America, N.A. Pella IA 01/2013 Present
Previous Registrations
  • 2009-09-24 → 2011-03-10
    Edward Jones
    Waukee, IA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-18
  • S66 Uniform Combined State Law Examination
    2009-09-18
Other Names
  • Matt Steven Vorm
  • Matthew Vorm
  • Matthew Steven Vorm

View on SEC IAPD

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Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
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