Andrew Jared Harmon

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 07/2018
  Ibs
  N. Providence, RI
• 10/2014 → 10/2016
  Apple
  Natick, MA
• 04/2020 → 09/2023
  Foundations Investment Advisors Llc
  Scottsdale, AZ
• 07/2018 → 09/2020
  New Horizon Consulting
  Pawtucket, RI
• 05/2023 → Present
  Triforce Advisors
  N Smithfield, RI
• 01/2013 → Present
  Managing Member And Chief Compliance Officer
  Managing Member And Chief Compliance Officer, RI
• 09/2023 → Present
  Ae Wealth Management
  Topeka, KS

Previous Registrations

• 2020-06-02 → 2023-09-11
  Foundations Investment Advisors Llc
  N. Providence, RI
  Phoenix, AZ
  North Smithfield, RI

Other Businesses

10/2009 - SELF EMPLOYED INSURANCE PRODUCER - INVESTMENT RELATED - 176 EDDIE DOWLING HWY N., SMITHFIELD, RI 02896; INDEPENDENT AGENT; APPROXIMATELY 270 HOURS/MO. DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS, PRESENTING PLANS, CONDUCTING REVIEWS WITH CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-16
• S63 Uniform Securities Agent State Law Examination
  2009-10-13

Other Names

• Andrew Harmon
• Aj Harmon