Benjamin Taylor Vincent

North Smithfield, RI

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2014-03-03

RI RA
APPROVED

Since 2014-03-03

Branch Locations

607 Great Rd, North Smithfield, RI 02896-6860 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	02/2014	Present

02/2014 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-27
S63	Uniform Securities Agent State Law Examination	2006-07-28

S66 Uniform Combined State Law Examination

2014-02-27
S63 Uniform Securities Agent State Law Examination

2006-07-28

Designations

Other Names

Benjamin Vincent

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK

NCU INVESTMENT SOLUTIONS

CITIZENS SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AE WEALTH MANAGEMENT, LLC

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

STRATEGIC ADVISERS LLC

Other Investors

Matthew Richard Bouthillette

Robert Joseph DAmico

ERIC ANTHONY TUNSTALL

STEVEN PETER KUK

ANDREW JARED HARMON

DAVID ROGER MELLO

RICHARD EDWARD BERGERON

Other Offices

COMMONWEALTH FINANCIAL NETWORK · NORTH SMITHFIELD, RI

NCU INVESTMENT SOLUTIONS · Woonsocket, RI

CITIZENS SECURITIES, INC. · N. SMITHFIELD, RI

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WOONSOCKET, RI

AE WEALTH MANAGEMENT, LLC · North Smithfield, RI

CITIZENS SECURITIES, INC. · WOONSOCKET, RI

COMMONWEALTH FINANCIAL NETWORK · Woonsocket, RI

CB CAPITAL LLC · NORTH SMITHFIELD, RI

More in North Smithfield, RI

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