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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-07-07 |
Branch Locations
598 Great Road, North Smithfield, RI 02896 • United States
130 Bellevue Ave. Suite 212, Newport, RI 02840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | Saint Paul | MN | 06/2020 | 08/2023 |
| Minnesota Life Insurance Compnay | Saint Paul | MN | 06/2020 | 08/2023 |
| Pioneer Financial Group | Warwick | RI | 06/2020 | 06/2025 |
| Georgetown Univeristy | Washington Dc | DC | 08/2016 | 05/2020 |
| Collette Travel Services | Pawtucket | RI | 06/2018 | 08/2019 |
| Cetera Wealth Services, Llc | Warwick | RI | 08/2023 | 06/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | 06/2025 |
| Commonwealth Financial Network | Waltham | MA | 06/2025 | Present |
| Oak Leaf Wealth Management Services | North Smithfield | RI | 06/2025 | Present |
1. Vice President with BNI - Narragansett Chapter, a networking organization; Located at 1 Beach St, Narragansett, RI 02882, as of 10/2024; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related. 2.Fixed insurance sales; Located at 598 Great Road, North Smithfield, RI 02896, as of 07/01/2025; 1% of time spent during business hours; Conducted at branch location; Investment related. 3. Tax Preparation through Oak Leaf Management Services, LLC; as of 10/01/2025; 20% of time spent during business hours; Conducted at branch; Not investment related. 4. Co-owner, Oak Leaf Management Services LLC; private entity established for tax preparation services; as of 10/01/2025; 20% of time spent during business hours; Conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-03 |
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