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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-07-07
  • RI RA
    APPROVED
    Since 2025-07-07

Branch Locations

598 Great Road, North Smithfield, RI 02896 • United States

130 Bellevue Ave. Suite 212, Newport, RI 02840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 06/2020 08/2023
Minnesota Life Insurance Compnay Saint Paul MN 06/2020 08/2023
Pioneer Financial Group Warwick RI 06/2020 06/2025
Georgetown Univeristy Washington Dc DC 08/2016 05/2020
Collette Travel Services Pawtucket RI 06/2018 08/2019
Cetera Wealth Services, Llc Warwick RI 08/2023 06/2025
Cetera Investment Advisers Llc Schaumburg IL 08/2023 06/2025
Commonwealth Financial Network Waltham MA 06/2025 Present
Oak Leaf Wealth Management Services North Smithfield RI 06/2025 Present
  • 06/2020 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 06/2020 → 08/2023
    Minnesota Life Insurance Compnay
    Saint Paul, MN
  • 06/2020 → 06/2025
    Pioneer Financial Group
    Warwick, RI
  • 08/2016 → 05/2020
    Georgetown Univeristy
    Washington Dc, DC
  • 06/2018 → 08/2019
    Collette Travel Services
    Pawtucket, RI
  • 08/2023 → 06/2025
    Cetera Wealth Services, Llc
    Warwick, RI
  • 08/2023 → 06/2025
    Schaumburg, IL
  • 06/2025 → Present
    Waltham, MA
  • 06/2025 → Present
    Oak Leaf Wealth Management Services
    North Smithfield, RI
Previous Registrations
  • 2023-08-10 → 2025-07-09
    Warwick, RI
  • 2020-09-10 → 2023-08-10
    Securian Financial Services, Inc.
    Warwick, RI
    St. Paul, MN
Other Businesses

1. Vice President with BNI - Narragansett Chapter, a networking organization; Located at 1 Beach St, Narragansett, RI 02882, as of 10/2024; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related. 2.Fixed insurance sales; Located at 598 Great Road, North Smithfield, RI 02896, as of 07/01/2025; 1% of time spent during business hours; Conducted at branch location; Investment related. 3. Tax Preparation through Oak Leaf Management Services, LLC; as of 10/01/2025; 20% of time spent during business hours; Conducted at branch; Not investment related. 4. Co-owner, Oak Leaf Management Services LLC; private entity established for tax preparation services; as of 10/01/2025; 20% of time spent during business hours; Conducted at branch location; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-03
  • S66 Uniform Combined State Law Examination
    2020-08-03
Designations

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