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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-08-04 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
7 Giralda Farms Suite 300, Madison, NJ 07940 • United States
7 Giralda Farms Suite 300, Madison, NJ 07940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-02-05 |
Branch Locations
7 Giralda Farms Suite 300, Madison, NJ 07940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Short Hills | NJ | 09/2015 | 12/2020 |
| Transcend Capital Advisors, Llc | Madison | NJ | 01/2021 | 07/2026 |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2022 | Present |
| Arax Advisory Partners | Madison | NJ | 08/2026 | Present |
1) Purshe Kaplan Sterling Investments; Investment-Related; 7 Giralda Farms, Suite 300, Registered Representative; started 07/2022; 5 hours during the month all during trading; recommending commissionable transactions. 2) The Aubrey Foundation. Not investment related. North Brunswick, NJ 08902. Non-Profit Organization. Association and Board Member. 03/2015. 10 hrs/month. 0 hrs during trading hours. Co-founder of this org, organizing events that the foundation hosts. Solely Administration. Non-for-profit
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-09 |
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