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Inactive

Joseph Florina

Brookstone Capital Management LLC

Buffalo Grove, IL

Wheaton, IL

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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-12
  • IL RA
    APPROVED
    Since 2025-06-12

Branch Locations

600 N Buffalo Grove Rd Suite 100, Buffalo Grove, IL 60089 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First American Bank Elk Grove Village IL 12/2014 03/2017
Interactive Brokers Chicago IL 03/2018 05/2025
Unemployed Chicago IL 04/2017 02/2018
Wealth Financial Services & Tax Advisory Buffalo Grove IL 05/2025 Present
Brookstone Capital Management Wheaton IL 06/2025 Present
  • 12/2014 → 03/2017
    First American Bank
    Elk Grove Village, IL
  • 03/2018 → 05/2025
    Interactive Brokers
    Chicago, IL
  • 04/2017 → 02/2018
    Unemployed
    Chicago, IL
  • 05/2025 → Present
    Wealth Financial Services & Tax Advisory
    Buffalo Grove, IL
  • 06/2025 → Present
    Brookstone Capital Management
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-21
S63 Uniform Securities Agent State Law Examination 2012-12-14
  • S65 Uniform Investment Adviser Law Examination
    2014-04-21
  • S63 Uniform Securities Agent State Law Examination
    2012-12-14
Designations
Other Names
  • Joseph R Florina
  • Joe Florina

View on SEC IAPD

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