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1130 W Lake Cook Road Suite 150, Buffalo Grove, IL 60089 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-08-12 |
Branch Locations
1130 W. Lake Cook Road, Suite 150, Buffalo Grove, IL 60089 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gradient Advisors Llc | Highland Park | IL | 11/2018 | 02/2019 |
| Life Insurance Exchange | Highland Park | IL | 01/2009 | 01/2022 |
| Castle Rock Private Wealth | Highland Park | IL | 11/2018 | 02/2019 |
| Eisenberg Investments | Highland Park | IL | 11/2018 | 02/2019 |
| Brookstone Capital Management | Wheaton | IL | 07/2020 | 10/2020 |
| Verity Asset Management | Durham | NC | 09/2021 | 12/2021 |
| Appreciation Financial | Henderson | NV | 07/2021 | 12/2021 |
| Fsc Securities Corporation | Bloomfield Hills | MI | 01/2020 | 04/2020 |
| Gradient Advisors Llc | Arden Hills | MN | 11/2018 | 04/2019 |
| Brookstone Capital Management Llc | Wheaton | IL | 07/2020 | 07/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2022 | 07/2022 |
| Northwestern Mutual Investment Services Llc | Skokie | IL | 02/2022 | 07/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2022 | 07/2022 |
| Sgl Financial, Llc | Buffalo Grove | IL | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-20 |
| S65 | Uniform Investment Adviser Law Examination | 2017-03-27 |
| S66 | Uniform Combined State Law Examination | 2005-04-01 |
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