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Inactive

Andres Gomez Terronez

Sgl Financial, LLC

Buffalo Grove, IL

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Current Employers
Sgl Financial, Llc

1130 W Lake Cook Road Suite 150, Buffalo Grove, IL 60089 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-10
  • IL RA
    APPROVED
    Since 2026-03-10

Branch Locations

1130 W. Lake Cook Road, Suite 150, Buffalo Grove, IL 60089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 09/2015 06/2016
Bank Of America, N.A. Northbrook IL 12/2015 06/2016
Retirement Plan Advisors An Hpm Partners Member Firm Llc Chicago IL 06/2016 02/2026
Sgl Financial, Llc Buffalo Grove IL 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-11
S63 Uniform Securities Agent State Law Examination 2005-08-30
  • S65 Uniform Investment Adviser Law Examination
    2015-11-11
  • S63 Uniform Securities Agent State Law Examination
    2005-08-30
Other Names
  • Andres G Terronez

View on SEC IAPD

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Other Offices

SGL FINANCIAL, LLC · BUFFALO GROVE, IL
HIGHTOWER ADVISORS, LLC · BUFFALO GROVE, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Buffalo Grove, IL
JOURNEY FINANCIAL GROUP, INC. · BUFFALO GROVE, IL
PHASE III ADVISORY SERVICES, LTD · BUFFALO GROVE, IL
JOURNEY FINANCIAL GROUP, INC. · BUFFALO GROVE, IL
JOURNEY FINANCIAL GROUP, INC. · BUFFALO GROVE, IL
PNC WEALTH MANAGEMENT LLC · BUFFALO GROVE, IL

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