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Edgar Galicia

Wells Fargo Clearing Services, LLC

El Segundo, CA

Rolling Hills Estates, CA

Redondo Beach, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-02
CA RA APPROVED 2017-08-29
  • TX RA
    APPROVED
    Since 2023-06-02
  • CA RA
    APPROVED
    Since 2017-08-29

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

27440 Hawthorne Blvd, Rolling Hills Estates, CA 90274 • United States

1701 S Elena Ave, Redondo Beach, CA 90277 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 10/2012 08/2017
Wells Fargo Clearing Services, Llc El Segundo CA 08/2017 Present
Previous Registrations
  • 2012-10-01 → 2017-09-06
    J.P. Morgan Securities Llc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Montebello, CA
    Montebello, CA
    Laguna Niguel, CA
  • 2010-08-09 → 2012-10-01
    Chase Investment Services Corp.
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2010-07-02 → 2010-07-29
    Wells Fargo Clearing Services, Llc
    La Habra, CA
    San Leandro, CA
  • 2009-09-22 → 2010-07-06
    Wells Fargo Investments, Llc
    La Habra, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-21
  • S66 Uniform Combined State Law Examination
    2009-09-21

View on SEC IAPD

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Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

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