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Christopher Robert Benchik

Wells Fargo Clearing Services, LLC

New York, NY

CRD 5691088

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-12
TX RA APPROVED 2024-09-12
  • NY RA
    APPROVED
    Since 2024-09-12
  • TX RA
    APPROVED
    Since 2024-09-12

Branch Locations

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Pups, Llc. Brooklyn NY 09/2018 06/2024
Jp Morgan Chase Bank, N.A. Long Island City NY 05/2013 09/2024
Jp Morgan Securities Llc Long Island City NY 09/2009 09/2024
Wells Fargo Clearing Services, Llc New York NY 09/2024 Present
Previous Registrations
  • 2012-10-01 → 2024-09-13
    Long Island City, NY
    Long Island City, NY
    Maspeth, NY
    Long Island City, NY
    Maspeth, NY
    Long Island City, NY
    Long Island City, NY
  • 2011-09-23 → 2012-10-01
    Chase Investment Services Corp.
    Sunnyside, NY
    Long Island City, NY
    Astoria, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-13
S63 Uniform Securities Agent State Law Examination 2009-10-08
  • S66 Uniform Combined State Law Examination
    2011-09-13
  • S63 Uniform Securities Agent State Law Examination
    2009-10-08
Designations
  • Certified Financial Planner
Other Names
  • Chris Benchik

View on SEC IAPD

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