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1100 Shirley Street, Columbia, SC 29205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carofin, Llc | Brevard | NC | 03/2020 | 12/2024 |
| Sc Investment Commission | Columbia | SC | 08/2013 | 02/2020 |
| Carolina Financial Securities, Llc | Brevard | NC | 10/2020 | 12/2024 |
| Pendleton Street Advisors, Llc | Columbia | SC | 12/2024 | Present |
1) Greater Columbia Community Relations Council. Not investment-related. 930 Richmond Street. Ste 100, Columbia SC 29202. The business is a non-profit organization that serves in an advisory capacity to community leaders and officials to promote harmony among a diverse population. Position is Board Member and Treasurer. The start date is June 19, 2019. The number of hours per month devoted to the activity is approximately 10 with 0 hours per month during trading hours. Duties include monitoring and reporting the financial position of the non-profit to the broader Board. 2) Columbia Museum of Art. Not-investment related. 1515 Main Street. Columbia, SC 29201. The company is an art museum. My position is Finance Committee Member. The start date is November 2, 2023. The approximate number of hours per month is 1.5 hours/ month all during trading hours. My duties include offering financial direction, advice, and oversight of the art museum.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-07-01 |
| S66 | Uniform Combined State Law Examination | 2012-03-31 |
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