Ivan Shawn Farris

Current Employers

Employment History

• 10/2011 → Present
  Keystate
  Las Vegas, NV

Previous Registrations

• 2016-03-24 → 2018-12-31
  Keystate Advisory, Llc
  Las Vegas, NV

Other Businesses

I SERVE AS VICE PRESIDENT OF KEYSTATE CORPORATE MANAGEMENT. KEYSTATE PROVIDES CORPORATE MANAGEMENT SERVICES TO NEVADA SPECIAL PURPOSE ENTITIES. PART OF THESE SERVICES INCLUDE PROVIDING A NEVADA RESIDENT TO SERVE AS AN INDEPENDENT OFFICER AND/OR DIRECTOR TO THOSE NEVADA SPECIAL PURPOSE ENTITIES. IN THIS CAPACITY, I SERVE AS AN OFFICER AND/OR DIRECTOR TO NUMEROUS NEVADA SPECIAL PURPOSE ENTITIES. SOME OF KEYSTATE'S CLIENTS ARE COMMUNITY BANKS. FOR THESE COMMUNITY BANKS, I SERVE AS AN OFFICER OF THE BANK'S WHOLLY OWNED NEVADA INVESTMENT SUBSIDIARY. UNDER THE DIRECTION OF THE INVESTMENT SUB'S BOARD OF DIRECTORS AND WITHIN THE LIMITS OF ITS INVESTMENT POLICY, I SERVE AS AN INVESTMENT OFFICER AND OVERSEE THE BOND PORTFOLIO OF THE BANK INVESTMENT SUBSIDIARY'S BOND PORTFOLIO. THE ADDRESS FOR ALL OF THESE ENTITIES IS 101 CONVENTION CENTER DR., SUITE 850, LAS VEGAS, NV 89109 (THE SAME AS KEYSTATE'S ADDRESS). IN TOTAL, I DEVOTE LESS THAN 65% OF MY WORK HOURS (LESS THAN 120 HOURS PER MONTH) TO SERVING IN THIS CAPACITY FOR MY CLIENTS. THIS TIME IS SPREAD THROUGHOUT THE DAY, BUT I DO ENSURE THAT I KEEP MY SCHEDULE OPEN AS NECESSARY TO DO MY NECESSARY WORK IN THE MARKET IN THE MORNING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-09