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Laurie Ruth Donovan

Rbc Capital Markets, LLC

Albuquerque, NM

Albuquerque, NM

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-07-15
NM RA APPROVED 2025-07-08
TX RA APPROVED_RES 2025-07-02
  • VI RA
    APPROVED
    Since 2025-07-15
  • NM RA
    APPROVED
    Since 2025-07-08
  • TX RA
    APPROVED_RES
    Since 2025-07-02

Branch Locations

6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States

Albuquerque, NM • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Santa Fe NM 03/2013 03/2020
Ameriprise Financial Services, Llc Santa Fe NM 03/2020 07/2025
Rbc Capital Markets, Llc Albuquerque NM 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-22
S63 Uniform Securities Agent State Law Examination 2017-07-09
  • S66 Uniform Combined State Law Examination
    2018-10-22
  • S63 Uniform Securities Agent State Law Examination
    2017-07-09
Other Names
  • Laurie R Donovan

View on SEC IAPD

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