David A Diekmann

Current Employers

Employment History

• 08/2009 → 11/2021
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2010 → 11/2021
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 11/2021 → Present
  Lpl Financial Llc
  Evansville, IN
• 11/2021 → Present
  Gladstone Wealth Group
  Chester, NJ

Previous Registrations

• 2010-07-07 → 2021-11-05
  Cambridge Investment Research Advisors, Inc.
  Evansville, IN

Other Businesses

1) 11/2021- McKee Financial Resources Inc.- DBA for LPL Business (entity for LPL business)- inv. related- Evansville, IN- start date 4/1/2013 2) 11/2021- RFD INC- Real Estate Rental- svp- inv. related- Evansville, IN - start date 1/2021 3) 12/07/2021 - GLADSTONE INSTITUTIONAL ADVISORY LLC - DBA: (Hybrid) MCKEE FINANCIAL RESOURCES INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/01/2013 - 90 Hours Per Month/3 Hours During Securities Trading - Time Spent 50%. 4) 12/27/2021 - GLADSTONE INSTITUTIONAL ADVISORY LLC - DBA: (Hybrid) Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/01/2021 - 90 Hours Per Month/3 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Gladstone Institutional Advisory LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 90 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 10/18/2024 - Gladstone Institutional Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/27/2024 - 170 Hours Per Month/ 166 Hours During Trading - I provide investment advisory services through Gladstone Institutional Partners, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 01/03/2025 - McKee Financial Resources - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:10/18/2024 - 170 Hrs/Mth - 166 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-23
• S63 Uniform Securities Agent State Law Examination
  2009-09-25