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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-09 |
| CO | RA | APPROVED | 2021-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 01/2006 | 03/2021 |
| Raymond James Financial Services, Inc. | Boulder | CO | 03/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Boulder | CO | 03/2021 | Present |
(1)Name of Business: Mainstay Advisors Address: 5305 Spine Rd Ste C, Boulder, CO, 80301-3331, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/01/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Financial Advisor (2)Name of Business: MJD Financial Services, LLC Address: 806 S. Public Rd, Ste 100, Lafayette, CO, 80026, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/08/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner of support company/dba LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-17 |
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