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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-05-13 |
| LA | RA | APPROVED | 2014-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates | Houma | LA | 11/2014 | Present |
(1)Name of Business: Bergeron Financial LLC Address: 401 South Moss Drive , Houma , LA, 70360, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/27/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I started Bergeron Financial LLC. when I moved from Edward Jones to LPL. I was a independent advisor so needed a LLC. The LLC is still active but non functionable. I do not generate any income from the LLC and it does not produce any revenue.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-04-15 |
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