Brian Anthony Casey

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 08/2020
  Td Ameritrade Inc
  Cincinnati, OH
• 08/2020 → 02/2023
  Argi Investment Services, Llc
  Louisville, KY
• 02/2023 → Present
  Cerity Partners Llc
  Cincinnati, OH

Previous Registrations

• 2020-08-26 → 2023-04-21
  Cerity Partners Ocio Llc
  Cincinnati, OH
  New York, NY
• 2012-10-22 → 2020-09-01
  Td Ameritrade, Inc.
  Cincinnati, OH
• 2012-10-22 → 2020-09-01
  Td Ameritrade Investment Management, Llc
  Cincinnati, OH
• 2012-10-01 → 2012-10-25
  J.P. Morgan Securities Llc
  Milford, OH
• 2011-02-17 → 2012-10-01
  Chase Investment Services Corp.
  Milford, OH
• 2009-08-26 → 2010-09-09
  Waddell & Reed
  West Chester, OH

Exams

• S66 Uniform Combined State Law Examination
  2009-10-28

Designations

• Certified Financial Planner