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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| DC | RA | APPROVED | 2021-04-13 |
| TX | RA | APPROVED | 2015-07-14 |
| CT | RA | APPROVED | 2015-01-05 |
Branch Locations
75 Rockefeller Plz, New York, NY 10019 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2014 | Present |
| Bank Of America, N.A. | New York | NY | 02/2015 | Present |
I*2175270, Entity Type: , Name of OBA: Rental Property 1, Address: New York, New York, 10280, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 03/01/2025, No Hours: 3 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-30 |
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