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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-21 |
| WA | RA | APPROVED | 2018-05-21 |
Branch Locations
1201 Pacific Avenue Suite 1600, Tacoma, WA 98402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Tacoma | WA | 03/2014 | Present |
| New York Life Insurance Co | Tacoma | WA | 12/2013 | Present |
| Slusser Financial, Llc | Tacoma | WA | 03/2018 | Present |
| Eagle Strategies Llc | Tacoma | WA | 05/2018 | Present |
| Rockett & Son, Llc D/B/A Rockett Financial | Tacoma | WA | 06/2021 | 10/2024 |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products.; 1201 Pacific Ave Suite 1600 Tacoma, WA 98402; Start Date 05/2017; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF SLUSSER FINANCIAL, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; TACOMA, WA; START DATE: 03/2018] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Ave, New York, NY 10010; Start Date 06/2018; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-12 |
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