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1325 Avenue Of The Americas, New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-06 |
| NY | RA | APPROVED | 2025-01-28 |
| NJ | RA | APPROVED | 2024-09-30 |
Branch Locations
1325 Avenue Of The Americas, New York, NY 10019 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2010 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2010 | 09/2024 |
| Matauro Llc | New York | NY | 09/2024 | Present |
| Purshe Kaplan Sterling Investments | New York | NY | 10/2024 | 12/2024 |
| Simplicity Investments, Inc | Littleton | CO | 01/2025 | Present |
1.) MATAURO LLC - 9/27/2024 - 1325 Avenue of the Americas, 27th Floor, New York, NY 10019 - Advisor, Trading, Invt Rel, Wealth management business, 40 hrs/mo; 20 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-31 |
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