Spencer Alex Ross

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-13

Branch Locations

Mt Kisco, NY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Qi Venture Partners//Class Action Capital	Pleasantville/New York	NY	04/2016	10/2017
Unemployed - Graduate Program Applicant	New York	NY	10/2017	08/2018
Fordham University - Full-Time Education	New York	NY	08/2018	08/2020
Unemployed	New York	NY	09/2020	01/2021
Neuberger Berman	New York	NY	02/2021	Present

04/2016 → 10/2017

Qi Venture Partners//Class Action Capital

Pleasantville/New York, NY
10/2017 → 08/2018

Unemployed - Graduate Program Applicant

New York, NY
08/2018 → 08/2020

Fordham University - Full-Time Education

New York, NY
09/2020 → 01/2021

Unemployed

New York, NY
02/2021 → Present

Neuberger Berman

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-08-12

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