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Gloria Woodford

Wells Fargo Advisors Financial Network, LLC

Tallahassee, FL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-26
TX RA APPROVED_RES 2022-09-26
  • FL RA
    APPROVED
    Since 2022-09-26
  • TX RA
    APPROVED_RES
    Since 2022-09-26

Branch Locations

3320 Thomasville Rd Ste 300, Tallahassee, FL 32308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tallahassee FL 07/1999 11/2016
Wells Fargo Clearing Services, Llc Tallahassee FL 11/2016 09/2022
Wells Fargo Advisors Financial Network, Llc Tallahassee FL 09/2022 Present
Previous Registrations
Other Businesses

NOTARY PUBLIC, NOT INV RELATED, STATE OF FLORIDA, START 10/15/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-13
  • S66 Uniform Combined State Law Examination
    2014-11-13
Other Names
  • Gloria Joyce Sloan
  • Gloria Woodford
  • Gloria Joyce Woodford
  • Gloria J Woodford

View on SEC IAPD

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Other Offices

MML INVESTORS SERVICES, LLC · TALLAHASSEE, FL
RED HILLS CAPITAL, LLC · TALLAHASSEE, FL
LPL ENTERPRISE, LLC · TALLAHASSEE, FL
CHIRON CAPITAL MANAGEMENT, LLC · TALLAHASSEE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TALLAHASSEE, FL
MATADOR FINANCIAL · Tallahassee, FL
EDWARD JONES · TALLAHASSEE, FL
PFS INVESTMENTS INC. · TALLAHASSEE, FL

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