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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-02-02
FL RA APPROVED 2009-09-28
  • TX RA
    APPROVED
    Since 2010-02-02
  • FL RA
    APPROVED
    Since 2009-09-28

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Fort Lauderdale FL 06/2009 Present
Bank Of America, N.A. Fort Lauderdale FL 05/2011 Present
  • 06/2009 → Present
    Merrill Lynch
    Fort Lauderdale, FL
  • 05/2011 → Present
    Bank Of America, N.A.
    Fort Lauderdale, FL
Other Businesses

I*4366271 Entity Type: Fiduciary role Name of OBA: J. V. Rev Trust UA 8/8/13 Address: Pompano Beach, Florida, 33060 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 08/08/2013 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Trustee/Siblings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-21
  • S66 Uniform Combined State Law Examination
    2009-09-21
Other Names
  • Vincent Vella

View on SEC IAPD

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