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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2014-07-29
  • MO RA
    APPROVED
    Since 2014-07-29

Branch Locations

622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Columbia MO 09/2012 Present
Bryan Hickey Columbia MO 01/2015 07/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2017 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2018 Present
  • 09/2012 → Present
    Columbia, MO
  • 01/2015 → 07/2017
    Bryan Hickey
    Columbia, MO
  • 07/2017 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2018 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTMENT-RELATED. 2) BOARD MEMBER, FINANCE COMMITTEE, CHURCHILL CENTER AND SCHOOL, 1021 MUNICIPAL CENTER DR, TOWN & COUNTRY, , MISSOURI, 63131, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 8/1/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, WORK WITH A BOARD OF DIRECTORS TO HELP PROVIDE GUIDANCE AND EVALUATIONS FOR SCHOOL OPERATIONS, FUNDRAISING FOR SCHOOL THROUGH PLANNING VARIOUS EVENTS, COMPLETE SURVEYING / ASSESSMENT STUDENT BODY FAMILIES EXPERIENCES, WITH AND ENGAGING IN GENERAL ALUMNI / DONOR RELATIONSHIPS WITHIN SCHOOL COMMUNITY; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-06
S63 Uniform Securities Agent State Law Examination 2013-05-04
  • S65 Uniform Investment Adviser Law Examination
    2014-05-06
  • S63 Uniform Securities Agent State Law Examination
    2013-05-04

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