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110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-02-07 |
| NY | RA | APPROVED | 2023-02-07 |
Branch Locations
110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith Asset Management Group | Dallas | TX | 05/2013 | 01/2023 |
| Cantor Fitzgerald Investment Advisors, Lp | New York | NY | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-03 |
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