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Andrew D. Hayes

J.P. Morgan Securities LLC

New York, NY

CRD 5685673

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-16
TX RA APPROVED 2023-05-16
  • NY RA
    APPROVED
    Since 2023-05-16
  • TX RA
    APPROVED
    Since 2023-05-16

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 08/2012 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-10
S63 Uniform Securities Agent State Law Examination 2012-09-10
  • S65 Uniform Investment Adviser Law Examination
    2023-05-10
  • S63 Uniform Securities Agent State Law Examination
    2012-09-10
Other Names
  • Andrew Hayes

View on SEC IAPD

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