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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-31 |
| CO | RA | APPROVED | 2024-07-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Craig Garrison | Lakewood | CO | 07/2010 | 07/2024 |
| Northwestern Mutual Investment Services, Llc | Lakewood | CO | 08/2010 | 07/2024 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 09/2010 | 07/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2012 | 07/2024 |
| Raymond James Financial Services, Inc. | Littleton | CO | 07/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Littleton | CO | 07/2024 | Present |
(1)Name of Business: Banana Stand Enterprises Address: 2679 W Main St Ste 300-250, Littleton, CO, 80120-1954, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is my S Corp that owns part of Garrison Financial Group (DBA) (2)Name of Business: Garrison Financial Group Address: 2516 West Main Street, Littleton, CO, 80120, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This our DBA for Talladega Holdings, LLC - the partnership we use to operate our Advisory business at RJ. (3)Name of Business: Talladega Holdings Address: 2516 West Main Street, Littleton, CO, 80120, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the Partnership that operates as Garrison Financial Group (DBA)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-03 |
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