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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-10-14 |
| TX | RA | APPROVED | 2024-01-16 |
| NY | RA | APPROVED | 2021-05-26 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | New York | NY | 10/2016 | Present |
Licensed Real Estate Salesperson (Since August, 2011) Spruce Realty Co. (Non-investment related; Real Estate boutique firm) 127 Plandome Road Manhasset, NY 11030 Current hours devoted on a monthly basis: 0 (Was sponsored by the firm which currently holds my license. I renew this license every two years, with the next renewal cycle being in May, 2017)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-22 |
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