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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-07-03 |
Branch Locations
4141 Parklake Ave Ste 450, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Raleigh | NC | 11/2011 | Present |
| Ncdi Doctors | Raleigh | NC | 07/2016 | 06/2021 |
| Principal Securities Inc | Raleigh | NC | 03/2016 | Present |
***Outside Insurance; Investment Related; ; Markets and sells DI; ; Start Date: ; hrs per month; during trading hours. ***Outside Insurance; Investment Related; ; Broker: Group Health; ; Start Date: ; na hrs per month; during trading hours. ***Botro Enterprise, LLC; Not Investment Related; Raleigh, NC; Owner; LLC established for business to track business income and expenses.; Start Date: 05/09/2019; 0 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-10 |
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