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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-26 |
| PA | RA | APPROVED | 2021-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio National Financial Services | Cincinnati | OH | 06/2009 | 10/2021 |
| The O.N. Equity Sales Company | Cincinnati | OH | 07/2009 | 10/2021 |
| Guardian Life Insurance | Johnstown | PA | 07/2021 | Present |
| Park Avenue Securities | Johnstown | PA | 10/2021 | Present |
1) Puchko Financial Associates, Inc., Start Date: 07/01/2009, Address: 515 Main Street Johnstown PA 15901, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Power of Attorney for Andrew J Stephenson Spouse, Start Date: 01/02/2014, Address: 312 Troy Street Johnstown PA 15906, 1 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-23 |
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